Configured to your workflow, completed forms are automatically routed to the proper gatekeepers for review. Pinpoint’s unique submission tracker shows users real-time status of submissions right on the submission form.
Transform paper forms to online fillable forms, increasing efficiency and trackability. Digital forms feature branching and logic to simplify complicated forms and automatically detect errors. Key features include:
The system and all books and records data are accessible 24/7 to users and administrators.
The integrated reporting console provides access to real-time reports and customized dashboards. Utilize Pinpoint’s recurring reports module to set preferences and delivery frequency to automatically send reports to compliance management and other stakeholders. With Pinpoint’s tracking and reporting capabilities you will always know the status of all compliance requirements.
Pinpoint has over 20 customizable, SEC 17a-4 compliant modules to meet all your requirements. Add only what you need as you need it.
Pinpoint provides clients with an expert support team of U.S. based professionals. Clients have weekly meetings with your dedicated account management team. Pinpoint gives you consistent support and best practices to optimize the efficiency and effectiveness of all compliance programs.
All Pinpoint systems are seamlessly integrated into client infrastructures utilizing SAML 2.0 based single sign-on providing users easy, secure access to their compliance requirements and data.
Pinpoint SEC 17a-4 compliant storage provides clients gold record and records support.
Pinpoints compliance systems are designed with the user and administrator in mind. The systems’ personalized dashboard home page and administrative console make Pinpoint systems the most intuitive and easy-to-use compliance systems in the industry.
Pinpoint offers flexible value-based pricing that meets your budget with the ability to scale with your company’s growing requirements.
Pinpoint’s comprehensive compliance solutions are built to client requirements supporting their user hierarchy, supervisory rules and workflows. All client systems are branded to client’s look and feel.
The automation and tracking provided by the Pinpoint platform has been extremely well-received by RJL’s registrants. Now, it’s as simple as one mouse click for advisors and RJL compliance personnel to review registration status and take action on CE and IIROC requirements.
— Jeevan Dhamrait, Vice President, Operations
Raymond James